HIV in Pregnancy:
A Review
ACKNOWLEDGEMENTS
This
paper was prepared by James McIntyre, Perinatal HIV Research Unit, Department
of Obstetrics and Gynaecology, University of the Witwatersrand, Johannesburg,
South Africa. A working group on HIV in pregnancy, composed of staff from WHO’s
Reproductive Health Programme and UNAIDS, oversaw this work and the subsequent
review of the paper.
©
World Health Organization, 1998
©
Joint United Nations Programme on HIV/AIDS (UNAIDS), 1998
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TABLE OF CONTENTS
EXECUTIVE SUMMARY.......................................................................................................... 1
INTRODUCTION....................................................................................................................... 3
SECTION A: HIV IN PREGNANCY.......................................................................................... 5
Epidemiology of HIV...................................................................................................... 5
Susceptibility of women to HIV infection....................................................................... 6
Biological factors................................................................................................ 6
Socio-cultural factors.......................................................................................... 7
Effect of pregnancy on the natural history of HIV infection........................................... 7
Effect of HIV infection on pregnancy............................................................................ 8
Mother-to-child transmission........................................................................................... 9
Factors affecting mother-to-child transmission of HIV-1.................................. 10
Interventions to prevent mother-to-child transmission of HIV...................................... 15
Appropriate interventions to reduce mother-to-child transmission................................ 17
Antiretroviral therapy........................................................................................ 17
Immune therapy................................................................................................ 21
Nutritional interventions.................................................................................... 21
Mode of delivery.............................................................................................. 21
Vaginal cleansing.............................................................................................. 22
Modification of infant feeding practice............................................................. 22
Voluntary HIV counselling and testing in pregnancy.................................................... 23
Testing of antenatal women.............................................................................. 23
Counselling before and after HIV testing in pregnancy..................................... 25
Counselling about pregnancy-related issues...................................................... 26
SECTION B: MANAGEMENT OF HIV- POSITIVE PREGNANT WOMEN............................. 29
Antenatal care............................................................................................................... 29
Obstetrical management.................................................................................... 29
Examination and investigations......................................................................... 29
Medical treatment during pregnancy................................................................. 30
Antiretroviral therapy........................................................................................ 31
Care during labour and delivery ................................................................................... 31
Postpartum care............................................................................................................. 32
Care of neonates........................................................................................................... 32
SECTION C: INFECTION CONTROL MEASURES ................................................................ 33
Universal precautions.................................................................................................... 33
Risks of needlestick injuries.......................................................................................... 34
Management of needlestick injuries and other accidental blood exposure........ 34
REFERENCES.......................................................................................................................... 37
GLOSSARY OF ACRONYMS
3TC Lamivudine
ADCC Antibody-dependent cellular
cytotoxicity
AIDS Acquired Immune Deficiency
Syndrome
ARV Antiretroviral
AZT Azidothymidine (zidovudine)
CD4+ Cluster designation 4 positive
lymphocytes
CD8 Cluster designation 8 positive
lymphocytes
DNA Deoxyribonucleic acid
ECS European Collaborative Study
ELISA Enzyme-linked immunoabsorbent
assay
HBV Hepatitis B virus
HIV Human Immunodeficiency Virus
HIV-1 Human Immunodeficiency Virus Type
1
HIV-2 Human Immunodeficiency Virus Type
2
HIVIG Hyper-immune HIV immunoglobulin
IgA Immunoglobulin A
IgM Immunoglobulin M
IVIG Intravenous immunoglobulin
MTC Mother-to-child
MTCT Mother-to-child transmission
NNRTI Non-nucleoside reverse transcriptase inhibitor
NSI Non-syncytium-forming
PACTG Pediatric AIDS Clinical Trials Group
PCP Pneumocystis carinii pneumonia
PCR Polymerase Chain Reaction
PETRA Perinatal Transmission Study
(UNAIDS)
RNA Ribonucleic acid
SI Syncytium-forming
SLPI Secretory leukocyte protease
inhibitor
STD Sexually transmitted disease(s)
UNAIDS United Nations AIDS Programme
UNICEF United Nations Children’s Fund
US United States
WHO World Health Organization
WITS Women and Infants Transmission
Study
ZDV Zidovudine
EXECUTIVE SUMMARY
Most
of the thirty-three million people living with HIV are in the developing world,
where HIV infection in pregnancy has become the most common medical complication
of pregnancy in some countries. More than 70% of all HIV infections are a
result of heterosexual transmission and over 90% of infections in children
result from mother-to-child transmission Almost 600 000 children are
infected by mother-to-child transmission of HIV annually, over 1600 each day.
In parts of southern Africa, the prevalence of HIV in pregnant women is over
30%, while rates of new infections are rising in south-east Asia and the
proportion of infections occurring in women is increasing in many developed
countries. Women are particularly susceptible to HIV infection for both
biological and socio-cultural reasons.
Pregnancy
does not have an adverse effect on the natural history of HIV infection in
women in most studies, although AIDS has become a leading cause of maternal
mortality in some areas, as the epidemic progresses. Adverse pregnancy outcomes
that have been reported in HIV positive women include increased rates of
spontaneous early abortion, low birth weight babies, and stillbirths, preterm
labour, preterm rupture of membranes, other sexually transmitted diseases,
bacterial pneumonia, urinary tract infections and other infectious
complications. Although whether these are attributable to HIV infection is
unknown.
Reported
rates of transmission of HIV from mother to child range from 15% to over 40% in
the absence of antiretroviral treatment and vary across countries. Transmission
can occur in-utero, during labour and delivery or post partum through breast
milk. Most of the transmission is thought to occur in late pregnancy and during
labour. Factors associated with an increase in the risk of transmission include
viral factors, such as viral load, genotype and phenotype, strain diversity and
viral resistance; maternal factors, including clinical and immunological
status, nutritional status and behavioural factors such as drug use and sexual
practice; obstetric factors such as duration of ruptured membranes, mode of
delivery and intrapartum haemorrhage; and infant factors, predominantly related
to the increased risk of transmission through breastfeeding.
The
use of antiretroviral treatment in pregnancy in a long-course regimen (as used
in the PACTG076 trial) reduces the risk of transmission by two-thirds. Where
this has become standard treatment, transmission rates have dropped
significantly. Short course therapy with zidovudine whether given from 36 weeks
until delivery or from delivery until one week postpartum appears to decrease
transmission risk by approximately 50%. This decrease in risk is apparant in
breastfed and non-breastfed populations. Several studies are in progress on
alternative regimens and combination antiretroviral therapy in short-courses,
which may prove more effective.
Elective
caesarean section also provides protection against mother-to-child
transmission, although this is unlikely to be readily available in most
developing country settings where the HIV prevalence is very high. Low serum
Vitamin A levels have been associated with increased rates of transmission and
intervention studies are in progress to evaluate the protective effect of
Vitamin A supplementation during pregnancy. Vaginal cleansing with
Chlorhexidine may be associated with a decreased risk of transmission, and more
research is warranted in this field.
Breastfeeding
contributes significantly to HIV transmission to children in developing
countries. Adequate alternatives to breastfeeding should be provided for
HIV-positive women wherever possible. Other possible modifications of infant
feeding practices include early cessation of breastfeeding.
HIV
testing in pregnancy has a number of benefits, but this must be balanced
against the possible risks of stigmatisation, discrimination and violence.
Voluntary counselling and testing should be encouraged for couples. Post-test
counselling is essential following a diagnosis of HIV and should include
information about pregnancy-related issues and the risk of mother-to-child
transmission. Counselling is also important for HIV-negative women as it
provides an opportunity for risk-reduction information to be discussed.
The
management of pregnancy in HIV-positive women should be seen as part of the
holistic and long-term care of the woman. The medical care of HIV positive
women should be tailored to the individual needs of the woman. Obstetric
management will be similar to that for uninfected women in most instances,
although invasive diagnostic procedures should be avoided, and iron, folate and
other vitamin supplementation should be considered. The use of antiretroviral
drugs in pregnancy for the prevention of mother-to-child transmission of HIV
should be encouraged and provided as widely as possible. In settings where this
cannot be implemented in the short-term, other interventions including
modifications of obstetric practice should be considered. Postpartum care must
include contraceptive advice and provision, infant feeding support and
appropriate follow-up for the neonate and the mother.
Universal
precautions against occupational exposure to HIV and other pathogens should be
in place in maternity services. Basic precautions in obstetric practice include
the use of impermeable gloves, the use of a needle holder for suturing
episiotomies or vaginal tears and appropriate disposal of needles and blood or
liquor contaminated dressings and linen. Where accidental exposure to HIV
occurs, by needlestick or other injury, the use of antiretroviral drugs as
post-exposure prophylaxis greatly reduces the risk of infection.
INTRODUCTION
At
the end of 1998, more than thirty-three million people were living with the
human immunodeficiency virus (HIV), almost half of whom were women in their
reproductive years [1, 1a]. Over one million children are living with HIV,
contracted predominantly through infection from their mothers. The majority of
these women and children are in the developing world with two thirds of the
infected adults and over 90% of the world’s children with HIV in Africa. The
face of the epidemic is changing as the increasing rate of infection in South
East Asia now accounts for an increasing proportion of new cases. In Africa south-of-the-Sahara,
HIV-1-related disease is likely to account for over 75% of annual deaths in the
15 to 60 age group within the next 15 to 20 years. Life expectancy at age 15 in
countries severely affected by the AIDS epidemic will drop from 50 to below 30
years. [2]. It is projected that by 2010, if the spread of HIV has not been
contained, AIDS will increase infant mortality by 25 percent and under-five
mortality by over 100 percent in the regions most affected by the disease.
There have been 8.2 million children who have lost their mothers or both
parents to AIDS to date in the epidemic [1], at least 95% of whom have been
African.
HIV
infection in pregnancy has become the most common complication of pregnancy in
some developing countries. This has major implications for the management of
pregnancy and birth. With an estimated one and a half million HIV-positive
women becoming pregnant each year, almost 600 000 children will be infected by
mother-to-child transmission annually: over 1600 each day [1, 3]. Maternity
services in areas of high HIV prevalence have several responsibilities.
Firstly, to enable women to be tested and to use these results to maintain
their health in an optimal manner; secondly to utilise appropriate
interventions to reduce the rate of mother-to-child (MTC) transmission of HIV;
and thirdly to train staff and provide equipment to prevent nosocomial
transmission of HIV and other pathogens. [4].
There
are two main types of HIV: type 1 (HIV-1) is the most common, with HIV type-2
(HIV-2) found predominantly in West Africa, with some pockets in Angola and
Mozambique [5,6]. While HIV-1 prevalence is increasing in these areas, the
prevalence of HIV-2 has remained fairly stable, and the clinical course of
HIV-2 disease is slower than that of HIV-1. Dual infection with HIV-1 and HIV-2
is possible, although it has been suggested that HIV-2 infection may confer
some protection against HIV-1 acquisition [6]. Although mother-to-child
transmission of HIV-2 has been documented, this occurs less frequently than
with HIV-1 [7,8]. In view of the lesser prevalence of HIV-2 in pregnancy, this
document will focus on HIV-1 infection.
The
first section of the review consists of a summary of what is known about HIV in
pregnancy, transmission of HIV from mother-to-child, and interventions to
prevent transmission. The second part of the review provides some suggestions
on the appropriate management of HIV-positive women during pregnancy, delivery
and postpartum, and the third section lists guidelines for infection control
and safe working conditions with regard to HIV in pregnancy.
SECTION A:
HIV IN PREGNANCY
Epidemiology of HIV
HIV
is transmitted in only three ways: through unprotected sexual intercourse,
heterosexual or homosexual; through blood or blood products, donated semen or
organs; or from an infected mother to her child (vertical or mother-to-child
transmission). More than 70% of infections are a result of heterosexual
transmission and over 90% of infections in children result from mother-to-child
transmission [3, 9, 10]. Estimations of the regional distribution of HIV
infection are shown in Table 1.
Table 1
Regional estimates of people living with
HIV/AIDS at end of 1997
[Source:
1, 1a]
Regional HIV/AIDS statistics and features, December
1997
|
Region
|
Adults & children
living with HIV/AIDS
|
Adult prevalence rate [1]
|
Percent of HIV-positive
adults who are women
|
Cumulative no. of orphans
[2]
|
|
Sub-Saharan Africa
|
22.5 million
|
8.0%
|
50%
|
7.8 million
|
|
North Africa & Middle
East
|
210 000
|
0.13%
|
20%
|
14 200
|
|
South &
South-East Asia
|
6.7 million
|
0.69%
|
25%
|
220 000
|
|
East Asia & Pacific
|
560 000
|
0.068%
|
11%
|
1 900
|
|
Latin America
|
1.4 million
|
0.57%
|
20%
|
91 000
|
|
Caribbean
|
330 000
|
1.96%
|
35%
|
48 000
|
|
Eastern Europe &
Central Asia
|
270 000
|
0.14%
|
20%
|
30
|
|
Western Europe
|
500 000
|
0.25%
|
20%
|
8 700
|
|
North America
|
890 000
|
0.56%
|
20%
|
70 000
|
|
Australia &
New Zealand
|
12 000
|
0.1%
|
5%
|
300
|
|
TOTAL
|
33.4 million
|
1.1%
|
43%
|
8.2 million
|
· The proportion of
adults living with HIV/AIDS in the adult population [15 to 49 years of age].
· Orphans are defined
as HIV-negative children who lost their mother or both parents to AIDS when
they were under age 15.
Although the HIV epidemic is centred in the developing world, AIDS has
also become a leading cause of death for young women in the USA [11, 12, 13].
In developed countries, HIV seropositive women are more likely to be
intravenous drug users, partners of drug users or bisexual men, or be involved
in sex work [14, 15, 16]. In one American study, 47% of mothers of HIV-infected
infants were intravenous drug users, and 22% reported sex with an intravenous
drug user [17].
The situation is very different in developing countries, where
heterosexual transmission is the predominant mode of spread. Southern Africa is
the most affected region[1]. In Kenya, Malawi, Namibia, Rwanda, South Africa,
Tanzania, Zambia and Zimbabwe, over 10% of women attending antenatal clinics in
urban areas are HIV-positive, with rates of almost 60% in some sites [1, 9, 18,
19, 20]. To date, Africa has been the centre of the epidemic but a rapid rise
in infection rates has been seen in South East Asia. In Thailand, prevalence in
women in antenatal clinics has climbed from 0% in 1989 to 2.3% in 1995 and
continues to rise. Similar increases are reported from some Indian cities,
Latin America and the Caribbean [9]. While prevalence rates in antenatal women
have been taken as a good indication of the rate of infection in communities
[21, 22], sentinel surveillance at antenatal clinics may under-estimate the
population prevalence, as shown in a study in the Mwanza district of Tanzania,
where the prevalence in antenatal attenders was below that of the general
population by a factor of 0.75 [23]. A decrease in the fertility of
HIV-infected women, both from subfertility and from increased early pregnancy
loss, as reported from the Rakai district in Uganda, may exacerbate this
underestimation [24].
In urban Uganda there has been a reported decrease in the prevalence of
HIV infections in pregnant women over the past few years. The 20% drop in
prevalence is thought to be due to behaviour change following aggressive AIDS
education campaigns [25].
Susceptibility of women to HIV infection
Women in the developing world are at higher risk of HIV infection than
their male counterparts for a number of reasons, biological and sociological.
Biological factors
The rate of transmission of HIV from male to female is two to three
higher than that from female to male [26, 27]. The Langerhans’ cells of the
cervix may provide a portal of entry for HIV and it has been suggested that
some HIV serotypes may have higher affinity for these, and therefore to be more
efficient in heterosexual transmission[28].
Vulval and vaginal inflammation or ulceration may facilitate entry of
the virus. Sexually transmitted diseases (STD) are common in many African
countries, where HIV prevalence is also high [29, 30, 31]. Inadequately treated
or "silent" disease may be a major factor in facilitating HIV
infection and chlamydial infections and other sexually transmitted diseases may
act as co-factors for transmission [32, 33, 34, 35, 36, 48]. Syphilis rates as
high as 30% have been described in antenatal women [37, 38] and 4.2% of women in
a population based study in Tanzania reported a history of genital ulceration
[39], which has been well established as a co-factor for HIV acquisition. [40,
41, 42]. In Zimbabwe, women reporting a history of genital ulceration and
pelvic inflammatory disease were six times more likely to be HIV-positive.
[43]. Improved STD treatment in a randomised controlled trial in Tanzania was
shown to reduce the rate of new HIV infections [44]. Other non-sexually
transmitted cervical lesions, such as schistosomiasis, may also facilitate HIV
infection [45]. Although the evidence is still inconclusive, associations
between oral and injectable contraceptive use and increased HIV risk have been
reported [46, 47].
Socio-cultural factors
But women are essentially at more risk because of the conditions in
cultures and communities that remove their control over their own bodies. Women
are often blamed incorrectly as the source of HIV infection and carry the dual
burden of infection and of caring for infected family members. Gender
inequalities, poverty, less access to education and lack of employment
opportunities force many women into commercial sex work in order to survive,
and this group of women are at very high risk of HIV infection [49, 50].
Conversely, many more women are monogamous, but are at high risk due to the
sexual behaviour of their male partner. Traditional practices and customs such
as "dry sex" practices, vaginal douching with non antiseptic
compounds, female circumcision and "widow cleansing" may all have an
effect on increasing women’s risk of HIV infection [50, 51, 52, 53, 54, 55,
56]. Despite their high risk of infection, cultural practices and pressures
often prevent women from taking the necessary precautions to guard against
infection. Use of male condoms is low in many developing countries. The desire
and the societal pressure to reproduce make it difficult for women to practice
protected sex. Young women are at highest risk of infections in developing
countries, many of them at the beginning of their reproductive lives. Even
after a diagnosis of HIV infection, most women will not change their
reproductive choices [57, 58]. There are no methods available for women to use
to prevent HIV transmission, independent of the male partner, with the possible
exception of the female condom [59, 60]. Female barrier methods remain
expensive or unavailable in most developing countries, where male resistance to
condom use is common, although the recent introduction of social marketing of
the female condom in some Southern African countries has demonstrated that
there is considerable demand.
Effect of pregnancy on the natural history of HIV infection
In pregnancy, immune function is suppressed in both HIV-infected and
uninfected women [4, 61, 62]. There is a decrease in immunoglobulin, reduced
complement levels in early pregnancy and a more significant decrease in
cell-mediated immunity during pregnancy. These normal changes during pregnancy
have led to concern that the effect of pregnancy in HIV disease could be to
accelerate the progression of the infection. Early reports of pregnancy in
HIV-infected women seemed to support this [63, 64]. Prospective follow-up studies
have not confirmed these findings to date. One French study followed 57
HIV-infected women who completed a pregnancy and 114 who had never been
pregnant, with a mean follow-up of 61 months. There was no difference in rate
of acceleration of disease between the groups [65]. An Edinburgh study showed
no effect of pregnancy on marker paths of HIV disease in 145 women followed
between 1985 and 1992 [66]. A further study from Switzerland followed 32 HIV
infected pregnant women who had preconception CD4 cell counts and compared
their disease progression with 416 HIV infected women who did not have a
pregnancy. Women were matched for age and CD4 cell count at entry. Mean follow‑up
time was 4.8 years for the pregnant women and 3.6 years for the controls. There
was no overall difference in the rate of death between the two groups nor in
the rate of progression to any AIDS defining event, except that HIV infected
women with pregnancies were significantly more likely to develop bacterial
pneumonia than their never‑pregnant controls [66a].
Several other studies have shown similar results. [62, 67, 68, 68, 70,
71a]. Pregnancy had little effect on viral load in an American study [72].
Pregnancy appears to have little effect on the progress of disease in
asymptomatic HIV-positive women or in those with early infection, although
there may be more rapid progression in women with late stage HIV disease [73,
74, 75].
African women do not appear to experience more rapid progression of HIV
disease during their pregnancies, despite the additional factors of multiple
pregnancies, other infections and poor nutrition. African research does not
support the existence of a short-term synergistic effect on the immune system
between pregnancy and HIV infection. In a Kenyan study, the difference in the
changes over pregnancy in CD4+ and CD8 cells and their ratio were not
statistically significant between HIV-positive and negative women [76]. CD4+
and CD8 percentages were shown to be stable in HIV sero-positive women in late
pregnancy and the postpartum period in a Malawi study, demonstrating little
effect of pregnancy on immune status [77].
In some central African countries, AIDS has become a common cause of
maternal mortality, as the epidemic has progressed [78, 79]. This does not appear
to be due to pregnancy-induced acceleration of the HIV-related conditions but
to more women with advanced disease becoming pregnant, with resultant higher
rates of HIV complications.
Effect of HIV infection on pregnancy
HIV infection has been reported to have little effect on pregnancy
outcome or complications in the developed world [75, 80, 81, 81a]. It is often
difficult to determine the relative contribution of HIV infection, drug use and
inadequate antenatal care to adverse outcomes in these women [82, 83]. Adverse
pregnancy outcomes have, however, been reported more commonly in a number of
African studies [84, 85, 86, 87, 88] including complications of both early and
late pregnancy. HIV may be the direct cause or a marker of a complex
interaction of related medical and social conditions that affect pregnancy.
Other studies have demonstrated no association [81a]. These complication rates
vary across studies and may reflect the extent of the epidemic and the nature
of the HIV-related disease in different communities.
Complications of early pregnancy have been associated with HIV infection
in several studies [73, 75, 77, 89, 90]. HIV-1 and HIV-2 infection in Africa
have both been linked to a higher rate of spontaneous abortion [7]. HIV
seropositive women were 1.47 times more likely to have had a previous
spontaneous abortion, and this rose to 1.81 in women in Uganda who were
seropositive for both HIV and syphilis [91]. An American study showed a three-fold
increase in early spontaneous abortion in a prospective follow-up study [89,
92]. More than half of these aborted fetuses had evidence of HIV infection,
particularly with the thymus gland affected.
Higher rates of ectopic pregnancy have been reported in HIV-positive
women than in uninfected women, which may be related to the effects of other
concurrent sexually transmitted diseases. Genital tract infections such as Neisseria gonorrhoea, Chlamydia trachomatis, Candida albicans and Trichomonas vaginalis infection have
been reported to be more common in women with HIV [93,94]. Syphilis is more
common in HIV-positive women in African studies. Concurrent infection with
syphilis was shown in 33% of HIV-positive pregnant women in South Africa: three
times higher than the rate in HIV seronegative women [93]. These high rates of
syphilis may confound studies of pregnancy outcome unless the potential bias is
taken into account in analysis. All HIV-positive pregnant women should be
screened for syphilis, even in low prevalence areas [94].
Bacterial pneumonia, urinary tract infections and other infections are
more common during pregnancy in HIV seropositive women [88, 95, 96]. In
addition to these infections and parasitic infestations, any of the HIV-related
opportunistic infections can be found during pregnancy. Tuberculosis is the
commonest opportunistic infection associated with HIV in the developing world,
and particular attention should be paid to its diagnosis in pregnant
HIV-positive women. Herpes zoster is
common in young HIV-positive women, although uncommon in this age group in the
absence of HIV infection [97]. Kaposi’s sarcoma has been reported during
pregnancy in HIV-positive women [98].
Preterm labour may be more common in HIV-positive women, with rates as
high as double those rates seen in uninfected women in some reports [77, 87,
99]. Preterm rupture of membranes may also be increased in HIV-positive women
and abruptio placentae has been
described as more common in HIV-positive women in South Africa and Kenya [85,
100].
There is little difference in the birth weight of babies born to
HIV-positive mothers in developed countries [101, 102]. In Edinburgh, HIV
seropositivity was associated with a decrease in birth weight, but this was
less than the drop attributable to smoking [103]. Low birth weight has been
reported in some studies in developing countries [97, 104]. In a Nairobi study,
HIV-positive women showed a threefold increase in the risk of delivering a low
birth weight baby [100]. This risk was higher with symptomatic HIV infection.
In Zambia, the birth weights of babies born to HIV-positive mothers were
significantly lower than those of babies of seronegative women. In a
prospective study in Rwanda, birth weight was significantly lower in singleton
infants of asymptomatic women, although the difference in mean birth weight
between the two groups was only 120 g [104]. Other studies in predominantly
asymptomatic cohorts have shown no significant difference in birth weights
[105].
Increased stillbirth rates have been reported, especially from areas
where the epidemic has been present for a long time. The risk appears to be
lower in asymptomatic women, although stillbirth rates more than double those
in HIV sero-negative mothers, have been shown in some African centres. However,
some of the reported studies do not control for the presence of syphilis or
other factors associated with stillbirth. A large study in Nairobi showed an
independent association between HIV infection and both intra-uterine and
intra-partum death, after controlling for the presence of other STDs [87].
Infectious complications are also more common during the postpartum
period in HIV-positive women [85, 99, 106]. Caesarean section is particularly
associated with higher infectious morbidity in some reports, especially in
women with low CD4+ counts, with an increased mortality in one Rwandan study
[106, 107].
Mother-to-child transmission
Reported rates of transmission of HIV from mother to child range from
around 15%-25% in Europe and the USA to 25% to 40% in some African and Asian
studies [108, 109]. With the advent of routine antiretroviral [ARV] therapy in
many developed countries, much lower transmission rates are now being described
[110, 111]. The estimated annual incidence of perinatal infections declined by
27% in the United States between 1992 and 1995 after the widespread
implementation of antiretroviral therapy in pregnancy [17].
Transmission of HIV-1 can occur in-utero, at the time of labour and
delivery, or postnatally through breastfeeding. Knowledge about the likely
timing of transmission is important for the design of possible interventions.
Evidence for in utero transmission (as early as 8 weeks gestation) comes from:
the detection of HIV-1 in fetal specimens and placental tissue, viral isolation
from 20%-60% of infected infants at the time of birth, the presence of p24
antigen in fetal serum; and an observed bimodal distribution of symptoms in
children [89, 112, 113, 114]. The evidence for intrapartum transmission came
first from observations from a register of twins [115], which found that the
first born twin had a two-fold higher risk of contracting HIV-1 than the second
born twin. Exposure of the fetus to the virus in cervico-vaginal secretions is
thought to play a role, although the same phenomenon is observed for twins
delivered by caesarean section. In addition, recent reports have indicated that
mode of delivery may affect the transmission rate. Caesarean section whether
elective or emergency has been shown to decrease transmission in some studies
[116] and prolonged rupture of membranes [more than four hours] to increase the
risk of transmission [117]. Around half of the infected infants will have
negative viral studies at the time of birth [113]. HIV has been shown in both
the cell-free and cellular portions of breast milk. Postnatal transmission
through breastfeeding may explain the higher transmission rate seen in Africa.
The contribution of each of these routes to overall transmission has not
been quantified exactly but it appears that in-utero transmission is less
frequent and that a substantial proportion of infection occurs at the time of
delivery or late in pregnancy [118, 119, 120]. This conclusion is based on the
absence of an HIV-1 dysmorphic syndrome, the lack of manifestations of HIV-1
infection at birth and the finding that HlV-1 is detected in the first week of
life in only about 50% of children later proven to be infected [108, 110, 119,
120, 121, 122, 123]. A working definition for the classification of the timing
of transmission has been proposed, based on the time of detection of HIV in the
infant. Where virus is detectable within 48 hours of birth, an infant is
considered to have been infected in utero, while intrapartum infection is
assumed if viral studies are negative during the first week of life, but become
positive between 7 and 90 days [124]. A Markov model of the time to p24
antigenaemia based on results from the French Collaborative Study group
suggested that 65% of infants were infected around the time of labour and 35%
in utero [125]. A probability of 27% for in utero transmission was obtained in
the Women and Infants Transmission Study (WITS) in the USA [126], while in
Kinshasa, 23% of infants were thought to be infected in utero, 65% intrapartum
or early postpartum and 12% in late postpartum [127].
Factors affecting mother-to-child transmission of HIV-1
Transmission from mother-to-child of HIV is affected by a number of
factors, not all of which have been fully elucidated. These can be divided into
viral, maternal, obstetrical, fetal and infant factors as demonstrated in
Table 2.
Table 2
Factors affecting mother-to-child transmission
of HIV-1
[153,
219, 379, 380, 381, 382, 383, 384, 385, 386, 387]
|
VIRAL
|
Viral genotype and phenotype
Viral resistance
Viral load
|
|
MATERNAL
|
Maternal immunological status
Maternal nutritional status
Maternal clinical status
Behavioural factors
Antiretroviral treatment
|
|
OBSTETRICAL
|
Prolonged rupture of membranes (> 4 hours)
Mode of delivery
Intrapartum haemorrhage
Obstetrical procedures
Invasive fetal monitoring
|
|
FETAL
|
Prematurity
Genetic
Multiple pregnancy
|
|
INFANT
|
Breastfeeding
Gastrointestinal tract factors
Immature immune system
|
Viral factors
Viral load
Transmission is increased in the presence of high levels of maternal
viraemia. Clinical observations of increased transmission in these situations,
such as in advanced disease and at the time of seroconversion, are supported by
the presence of high levels of p24 antigenaemia [128,129]. With the development
of new techniques for the measurement of the virus, such as quantitative
Polymerase Chain Reaction (PCR) DNA and RNA, an association has been shown
between the maternal viral load and the risk of transmission from mother to
child [130, 131, 132, 133, 134, 135, 136, 137, 138, 139]. More than half of the
women with viral loads of >50 000 RNA copies per ml at the time of
delivery have been shown to transmit the virus [131, 140]. A New York study
showed a mean viral load of 16000 RNA copies/ml in transmitters and 6600 RNA
copies /ml in non-transmitters [131]. Women in this study with measurable viral
loads were almost six times more likely to transmit than those in whom the
virus was undetectable, after controlling for the CD4+ count. In a French
study, transmission rates increased with increasing viral load: 12% in those
with less than 1000 copies/ml compared with 29% in those with more than 10 000
copies/ml [130]. Few studies have shown a threshold viral load for transmission
and it appears that it can occur at low viral levels, for reasons which are not
well understood, but which probably reflect the multiple influences acting on
mother-to-child transmission [131, 140, 141].
The local viral load in cervico-vaginal secretions and in breast milk
may also be an important determinant of transmission risk intrapartum and
through breastfeeding [142, 143, 144]. HIV-1 levels in these fluids have been
shown in most studies to be correlated with CD4+ count and plasma viral load
[142, 145, 146, 147]. The presence of sexually transmitted diseases or other
causes of inflammation, vitamin A deficiency and local immune response may
affect viral shedding [148]. In Rwanda, postnatal transmission was associated
with the presence of HIV-1 infected cells in breast milk [147].
Maternal antiretroviral therapy during pregnancy is thought to reduce
transmission partly through the reduction of viral load, although the mechanism
may also include post-exposure prophylaxis in the child after birth, as the use
of zidovudine has been shown to reduce transmission at all levels of maternal
viral load [108, 132, 149]. Combination antiretroviral therapy may be more
effective in preventing transmission due to the greater reductions in viral
load, but no large-scale study results are available yet on this [150].
Viral genotype and phenotype
A
number of HIV-1 sub-types or clade groups have been identified, with differing
geographical distributions [151]. There is little evidence on the effect of
sub-type on infection or transmission, although some studies have shown an
increased in-vitro ability of sub-type E to infect epithelial cells from the
vagina and cervix [142, 152]. The subtype may affect the cell tropism of the
virus, and in turn the infectivity, in-utero, through genital infection or in
breast milk.
Most studies on viral variants in mothers and children have demonstrated
that the strains in the infant are a distinct subset of maternal virus,
although the major maternal variant has also been shown to be transmitted [135,
142, 153, 154, 155, 156, 157]. Different viral phenotypes show differing tissue
tropism. Macrophage-tropic non-syncytium-inducing (NSI) viral isolates appear
to be preferentially transmitted to children even when the dominant maternal
strains are syncytium inducing (SI) [135, 142, 153, 158, 159, 160]. There may
be a difference in disease progression for the child related to the viral
strain. Rapid/high virus isolates have been associated with transmitting
mothers whereas slow/low virus isolates were associated with non-transmitting
mothers [161, 162].
Increased strain diversity in the mother may theoretically influence the
rate of transmission. Repeated exposure to different viral strains through
pregnancy, occurring through unprotected intercourse may be the mechanism
responsible for the observed increase in transmission in these cases [163]. The
development of resistance to zidovudine during pregnancy has been shown to be
infrequent, but concern has been expressed that the possible development of
resistant strains of HIV-1 in women receiving zidovudine monotherapy during
pregnancy may result in higher transmission rates in subsequent pregnancies
[69, 164]. Whether the emergence of resistance is more likely with long course
ziovudine compared with short course zidovudine is uncertain.
Maternal factors
Maternal immunological status
Transmission from mother to child is more likely with decreased maternal
immune status, reflected by low CD4+ counts, low CD4+ percentages or high
CD4+/CD8 ratios [4, 165]. These in turn may be markers for higher viral loads,
as opposed to risk factors in themselves, although an interaction between viral
load and immune response may be present. In the European Collaborative Study
(ECS), there was an increased risk of mother-to-child transmission where
maternal CD4+ counts were below 700/mm3 [128]. Transmission
increased almost linearly in this study with decreasing CD4+ counts [166].
Several other studies have noted similar associations [166, 167, 168, 169]. In
the WITS study, the association between low CD4+ percentages and transmission
was only seen in women without persistently positive viral cultures. Where
there was at least one negative culture and high CD4+ cell percentages,
transmission rates were in the range of 1-4% [167].
There have been conflicting results about the role of neutralizing
antibodies in preventing transmission. Some studies have shown that high levels
of maternal neutralizing antibody are associated with lower rates of
transmission, while in others no association was observed [170, 171, 172, 173].
Women who transmit in-utero may have lower levels of autologous neutralizing
antibody than those who do not transmit, or those women where transmission
occurs intrapartum [153]. Antibody to the V3 loop of HIV-1 envelope gp120 has
not been shown to be protective, neither do antibody-dependent cellular
cytotoxicity (ADCC) antibodies do not appear to be protective [174, 175, 176].
One report has correlated maternal antibodies to the carboxy region of the gp41
envelope glycoprotein with lack of vertical transmission [177]. The involvement
of specific T-cell immunity in the pathogenesis of mother-to-child transmission
has yet to be determined.
Little is known about the role of mucosal HIV-1 antibodies and viral
shedding in the genital tract which may affect intrapartum transmission rates
[142, 146]. Infection through breastfeeding has been associated with a lack of
IgM and IgA in breast milk [178, 179].
Maternal nutritional factors
Serum vitamin A levels in HIV-1 positive mothers have been correlated
with the risk of transmission in a Malawi study. The mean vitamin A level in
those mothers who transmitted virus to their children was significantly lower
than in those who did not transmit. Women with vitamin A levels below
1.4 umol/l had a 4.4-fold increased risk of transmission, which dropped
with increasing vitamin A levels [180]. One US study showed no relationship
between low vitamin A levels and transmission [181], while another cohort study
did show a correlation [182]. The mechanism of vitamin A effect is uncertain,
but the influence of vitamin A on the integrity of the vaginal mucosa or
placenta and the immune stimulatory properties of the vitamin have been
suggested [148, 183]. Alternatively, low vitamin A levels may be a marker for
other deficiencies or behavioural factors, which influence transmission. Other
micronutrients have been suggested as having a possible role, including zinc
and selenium.
Behavioural factors
Several
behavioural factors have been associated with an increased rate of transmission
from mother to child. These include cigarette smoking [184, 185] and maternal
hard drug use [116, 186, 187].
Unprotected sexual intercourse during pregnancy has been linked to an
increased risk of mother-to-child transmission. A transmission rate of 30% was
shown in women who had more than 80 episodes of unprotected sex during
pregnancy compared with 9.1% in those with no unprotected intercourse [188]. A
similar association is suggested in two African studies [189. 190]. This may be
due to an increased concentration or strain diversity of HIV-1, or the effect
of cervical or vaginal inflammation or abrasions. An increase in
chorioamnionitis has previously been reported linked to sexual activity in
pregnancy [191], and this may be an alternative mechanism. The presence of
sexually transmitted disease during pregnancy has been correlated with
increased risk of transmission [192], and STDs have been shown to increase
viral shedding in cervico-vaginal secretions [31].
Placental factors
Placental
factors have been implicated in transmission of the virus from mother to child
[113, 193, 194, 195, 196]. Placental infection with HIV-1 has been reported and
Hofbauer cells and possibly trophoblasts express CD4+ and are thus susceptible
to infection [197]. An association between increased transmission and the
presence of chorioamnionitis was described early in the epidemic. Other placental
infections and non-infectious conditions such as abruptio placentae have also
been implicated [148, 198, 199]. Breaks in the placental surface can occur at
any stage of pregnancy and may be related to transmission, although the
significance of these may, in turn, depend upon the maternal viral load. [200].
Smoking and drug use, both associated with increased transmission, may exert
this effect through placental disruption [113]. In areas of high malaria
prevalence, infection of the placenta is common in pregnancy. Placental P. falciparum infestation has been
associated with poorer survival in infants born to HIV-1 positive mothers in
Malawi, which may represent increased transmission rates [201] and with higher
rates of transmission from mother to child in Kenya [201a].
Obstetric factors
With the majority of mother-to-child transmission occurring at the time
of labour and delivery, obstetric factors are important determinants of
transmission. Suggested mechanisms for intrapartum transmission of HIV-1
include direct skin and mucous membrane contact between the infant and maternal
cervico-vaginal secretions during labour, ingestion of virus from these
secretions, and ascending infection to the amniotic fluid [110, 192]. HIV-1 in
cervico-vaginal secretions may be raised four-fold during pregnancy [202]. The
higher rate of infection in first-born twins may be due to longer exposure of
the infants to infected secretions [203].
Several obstetric factors have been implicated, although results are not
consistent across studies with regard to the relative importance of different
obstetric factors. In the French perinatal cohort study, preterm delivery,
intrapartum haemorrhage and obstetric procedures were related to transmission
risk [192]. Other factors such as the use of fetal scalp electrodes,
episiotomy, vaginal tears and operative delivery have been implicated in some
studies but not in others [110, 117, 166, 199, 204].
The duration of labour does not appear to be as important as the
duration of rupture of membranes [167, 205]. Prolonged rupture of membranes has
been associated with increased risk of transmission in a number of studies and
is an important risk factor [116, 192, 206]. In an American study, duration of
ruptured membranes of over four hours nearly doubled the risk of infection,
regardless of the eventual mode of delivery [116].
Delivery by caesarean section has been shown to be protective in some
prospective follow-up studies, but not in all [166, 116, 207, 208, 209]. A
randomised controlled trial is in progress in Europe. This has now been
confirmed by a [210]. A Swiss study showed an additive protective effect of
elective caesarean section for women receiving antiretroviral treatment [211].
In France, women who received long-course antiretroviral treatment in pregnancy
and had an elective caesarean section had a transmission rate of less than 1%
[211a].
Fetal factors
Fetal genetic factors may play a part in transmission. Little is known
yet about the role of genetic factors such as the CCR-5 delta32 deletion and
HLA compatibility of mother and infant in the determination of transmission
risk [212, 213, 214]. Concordance between infant and maternal HLA has been
associated with increased risk of transmission [215].
Preterm infants have higher reported rates of transmission of HIV-1 in
several studies [108, 166, 204, 216]. Women with low CD4+ counts are more
likely to have preterm deliveries, which may influence this finding. The higher
rates of infection seen in first-born twins have been widely reported and have
formed part of the evidence for the role of intrapartum transmission [217,
218]. This effect is more pronounced in vaginally delivered twins, where a two
fold increase in infection is seen in first born twins than second born, but is
also present in twins delivered by caesarean section [203].
Other fetal factors may include co-infection with other pathogens, fetal
nutrition and fetal immune status [219].
Infant factors
Breastfeeding is responsible for a high proportion of mother-to-child
transmission in developing countries, where 30% or more of perinatal HIV
infections will occur through breast milk. This is less common in the developed
world, where most HIV-positive women will not breast feed. Breast milk contains
both cell associated and free virus, the amount of which may be related to the
immune suppression of the mother and vitamin A levels [145, 220]. Other
protective factors are also present in breast milk, including mucins, HIV
antibodies, lactoferrin, and secretory leukocyte protease inhibitor (SLPI)
[108, 147, 217, 219].
A meta-analysis of studies of transmission through breastfeeding showed
the additional risk of transmission through breastfeeding to be between 7 and
22%, equivalent to a doubling of transmission rates [221]. A Soweto study has
shown transmission rates of 18% in formula fed infants compared with 42% in
breastfed [222]. Rates are higher when the mother sero-converts during
breastfeeding, where the estimated risk is around 30% [221, 223]. The risk of
breast milk transmission may also depend upon other factors, such as maternal
disease stage, breast abscesses, mastitis, nipple cracks, maternal Vitamin A
and oral thrush in the child [108, 178]. A Zimbabwe study showed that 31% of
breastfeeding mothers of HIV-1 infected children had active nipple disease
[224].
Late postnatal transmission, after the age of six months, has been
described in a number of studies [108, 204, 127, 225]. In Abidjan, 12% of
infants born to HIV-1 positive mothers were diagnosed after the age of six
months but may have been infected earlier[226].
The risks of postnatal transmission may also be related to other factors
in the newborn. HIV entry may occur through the gastro-intestinal tract
following ingestion of virus in utero or at birth [81, 219]. There is decreased
acidity, decreased mucus, lower IgA activity and thinned mucosa in the newborn
gastro-intestinal tract, which may facilitate transmission [108, 217, 219]. The
newborn immune system may also be deficient in macrophage and T cell immune
response [219], increasing the susceptibility to infection. At least part of
the effect of antiretroviral drugs in pregnancy appears to be due to a post
exposure prophylaxis effect after birth [110].
Further information on HIV transmission and breastfeeding can be found
in the joint UNAIDS, WHO and UNICEF publication A review of HIV transmission through breastfeeding (WHO/FRH/NUT
98.3 / UNAIDS 98.5) [227].
Interventions to prevent mother-to-child transmission of HIV
With increasing knowledge about the underlying mechanisms of
mother-to-child transmission of HIV-1 has come an increased emphasis on the search
for interventions to prevent or reduce the risk of transmission [108, 110, 228,
229]. The successful use of antiretroviral therapy in developed countries has
lead to suggestions that it may eventually be possible to reduce perinatal
transmission rates to less than 2% [153]. A number of possible intervention
strategies have been proposed or are under investigation. These are shown in
Table 3.
Table 3
Possible strategies known or under
investigation for
the prevention of mother-to-child transmission
of HIV
|
Termination of pregnancy
|
|
Behavioural interventions
Reduction in the frequency of unprotected sexual
intercourse during pregnancy
Reduction in the number of sexual partners during pregnancy
Lifestyle changes, including avoidance of drug use and smoking in
pregnancy
|
|
Therapeutic interventions
Antiretroviral therapy: zidovudine alone or combination,
long- or short-course
Vitamin A and other micronutrients
Immunotherapy
Treatment of STD
|
|
Obstetric interventions
Avoidance of invasive tests
Birth canal cleansing
Caesarean section delivery
|
|
Modification of infant feeding practice
Avoidance of breastfeeding
Early cessation of breastfeeding
|
The prevention of new infections in women of reproductive age remains an
important component [230]. This includes the reduction of women’s vulnerability
to HIV-1 infection through the improvement of women’s status in society, the
provision of information about HIV/AIDS and its prevention, the promotion of
safer sex including the use of barrier methods, and the adequate treatment of
sexually transmitted diseases [231, 232]. Women known to be HIV positive should
have access to appropriate contraception and information to help them determine
their future fertility. Access to termination of pregnancy for HIV positive
women can also reduce the burden of paediatric AIDS cases, but should be viewed
as an option for individual women, rather than a public health intervention for
the prevention of transmission. Most women living with HIV will decide to
continue with pregnancy, even where termination is offered [233, 234].
Table 4
Some research projects in progress on the
prevention of mother-to-child transmission of HIV (1998)
|
STRATEGY
|
RESEARCH PROJECTS
|
|
A: ANTIRETROVIRAL THERAPY
|
Phase III:
1. PETRA: ZDV & 3TC
2. ZDV alone in short-course in breastfeeding women
3. Nevirapine (HIVNET 012 & PACTG 316)
Phase I/II:
Drugs under investigation include: ddi, d4T, Nevirapine, Melfinavir,
Ritonavir, Indinavir, Saquinavir, PMPA, MKC-442
|
|
B: ACTIVE IMMUNISATION
|
1. Recombinant Gp120 vaccine to pregnant women (PACTG 235).
2. Recombinant Gp 120 to newborns; phase I/II (PACTG 230)
3. Canary pox vaccine to newborns (PACTG 327)
|
|
C: PASSIVE IMMUNISATION
|
1. HIVIG (Uganda)
2. Phase I Katinger antibody
|
|
D: MICRONUTRIENTS
|
1. Vitamin A (Malawi: 10 000IU)
2. Vitamin A South Africa (5000 IU + B Carotene 30 mg)
3. 13 Vitamin A 10 000 IU and 12 other vitamins and minerals
(Zimbabwe)
4. Factorial design Vitamin A & B Carotene (Tanzania)
5. Vitamin A (Zvitambo) (Zimbabwe) postpartum and to children
|
|
E: VAGINAL CLEANSING
|
Chlorhexidine (Kenya)
|
|
F: INFANT FEEDING
|
Randomised trial of breast vs formula feeding (Kenya)
|
The only interventions proven to be effective in reducing
mother-to-child transmission (MTCT) of HIV at present are the use of zidovudine
(either as long-course through pregnancy, labour and for six weeks to the
infant, or as short-course), and the avoidance of breastfeeding [235, 236].
Research continues into a number of other alternatives, with a major focus on
interventions active at the time of labour and delivery, when much of the
transmission is believed to occur. Studies that are completed and in the
analysis stage include a vitamin A study in Malawi, a randomised formula
feeding study conducted in Nairobi and a self-selection study looking at the
effects of breastfeeding on transmission in Soweto. Other studies on the effect
of vitamin A administration (South Africa, Zimbabwe and Tanzania), vaginal
disinfection (Kenya), and short-course antiretrovirals are ongoing. Postpartum
interventions besides the use of formula feeding have not been studied. These
trials are summarised in Table 4.
Appropriate interventions to reduce mother-to-child transmission
The ideal intervention for the reduction of mother-to-child transmission
would be one that is widely applicable in resource poor settings [237]. Vaginal
disinfection and vitamin A administration would not require identification of
HIV positive women, but would be applicable to all pregnant women. The minimum
requirements for the implementation of other interventions in health services
include [238]:
·
access
to and use of appropriate antenatal, intrapartum and postpartum care with
adequately trained health workers
·
adequate
pre and post test counselling services
·
ability
to afford the cost of reliable HIV testing
·
appropriate
laboratory facilities to monitor blood parameters during therapy
·
delivery
units with access to disinfectants, gloves and clean needles
·
acceptance
and uptake of the intervention by HIV-infected women
·
a
regimen that is logistically possible to implement: in terms of dosing times
and routes, drug storage and distribution
·
a
regimen which is affordable for the health service.
The widespread implementation of strategies to prevent mother-to-child
transmission of HIV presents a number of challenges to the existing antenatal
and obstetric services. The need for such strategies is greatest in the most
resource constrained settings. The provision of interventions to prevent MTCT
of HIV should not further overburden existing services. In many areas,
antenatal cares services are not sufficiently available, accessible or utilised
and they may not be of adequate quality to take on these interventions. These services
will need to be strengthened in the years ahead in order to deliver MTCT
prevention strategies effectively.
In addition if interventions are introduced into clinical practice to
decrease the risk of mother‑to‑child transmission their effectiveness outside
of the context of a randomised controlled trial should be monitored. Careful
follow‑up of the mothers and infants of such programmes will be essential to
determine the generalisability of clinical trial results to the practical
setting.
The management of HIV infection and AIDS is changing rapidly. New drugs
become available and are rapidly adopted into clinical practice with little
rigorous evaluation of their effectiveness. In pregnancy the situation is
little different. Within one month in 1999 four substantial randomised trials
of interventions aimed at decreasing the risk of mother to child transmission
of HIV infection were published. Many more trials are on‑going and can be
expected to report in the next two years. The following section, therefore,
represents the evidence that was available at the end of May 1999. As new
randomised trials are published they will be incorporated into an on‑going
systematic review and meta‑analysis of interventions aimed at decreasing the
risk of mother to child transmission of HIV infection published in the Cochrane
Library [238a].
Antiretroviral therapy
Long-course zidovudine treatment
The success of the Paediatric AIDS Clinical Trials Group (PACTG) trial
PACTG076 of the use of zidovudine (ZDV) in pregnancy in asymptomatic women has
been a major advance in the prevention of mother-to-child transmission of HIV-1
[239]. Zidovudine given orally after 14 weeks of pregnancy, intravenously during
labour and for six weeks to the neonate in a non-breastfed population has been
shown to reduce mother-to-child transmission of HIV-1 significantly. This has
become the standard of care during pregnancy in many developed countries, with
a concomitant decrease in reported transmission rates [108, 110].
In this randomised placebo-controlled trial conducted in the USA and
France, in a non-breastfeeding population, treatment with ZDV [100 mg 5 times
daily] or placebo was started between 14-34 weeks of pregnancy [median 26
weeks]. Women also received intravenous ZDV or placebo during labour and the
infants received oral ZDV [2 mg/kg 4 times daily] or placebo for six
weeks. All women had CD4+ counts >200 per mm3, were symptom free
and had not previously received ZDV. The first interim analysis on 356
mother-infant pairs demonstrated a rate of mother-to-child transmission of
25.5% in the placebo group, and 8.3% in the ZDV group. Treatment with ZDV
achieved a 67.5% reduction in transmission risk. The drug was well tolerated in
the short-term in the pregnant women and the neonates.
The effect of ZDV in reducing transmission appears to be partly through
the reduction of maternal viral load, although transmission occurred at a wide
range of viral loads in the PACTG076 study [149, 240]. An additional level of
protection through post exposure prophylaxis in the infant is also
hypothesised, as ZDV readily crosses the placenta [108].
Further evidence for a post-exposure effect comes from a retrospective
New York State study of the efficacy of abbreviated zidovudine regimens. Women
who received ZDV from the prenatal period had a transmission rate of 6.1%. When
treatment was commenced intrapartum, transmission was 10%, when started within
48 hours of birth 9.3% and when started on day 3 or later, transmission was
18.4% [240a, 240b].
Reassurance that in‑utero exposure to zidovudine does not appear to
produce any unexpected long‑term effects has been supported by a follow‑up
study among the uninfected children born to women participating in ACTG076
[240c]. This study reported follow‑up information from 122 uninfected children
in the zidovudine group and 112 uninfected children in the placebo group.
Median age of the children at time of last follow‑up was 4.2 years with a range
of 3.2‑5.6 years. No differences could be detected in any parameters of growth,
cognitive and developmental function assessed by the Bailey Scales of Infant
Development, immunologic function, cardiac function or ophthalmologic function.
In addition there were no late deaths and no malignancies detected in this
group.
The use of long-course ZDV in pregnancy is recommended as the standard
of care in the United States, Europe and in some other countries, including
Thailand and Brazil [241, 242, 243 244, 245]. The introduction of this policy
has led to a dramatic reduction in the reported transmission rates in the
United States and France [17, 246, 68]. Transmission rates in Los Angeles have
dropped from 30% to 10%, in North Carolina from 21% to 8.5% [153, 247]. In
France, a two-thirds reduction in transmission [from 14% to 5%] has been
reported [246]. However, the success of the intervention depends upon the
access of HIV positive women to therapy. In areas where utilisation of
antenatal care is low, and thus access to counselling, testing and drug
provision is reduced, the efficacy will be lower. This has been shown in the
Bronx, New York, where only 40% of HIV-infected women were identified before
birth and less than half of these received ZDV [248].
The use of ZDV in this regimen is not directly applicable to the
majority of women in the developing world where the majority of mother-to-child
transmission occurs. This is because of the high cost of the intervention (in
the USA the regimen costs over US$ 1000 per mother-child pair); the
logistics of monitoring of blood parameters, drug reactions; intravenous
infusions during delivery and treatment to the newborn for six weeks. In
addition, the intervention needs to be introduced early on in pregnancy, when
most women in resource-poor settings only attend antenatal care late in
pregnancy. Lack of access to counselling and testing in these settings limits
the use of antiretrovirals in pregnancy. Women in developing countries have
higher rates of anaemia, which may be exacerbated by antiretroviral treatment,
and may differ in disease status from those in developed countries.
The PACTG076 trial was conducted in a non-breastfeeding population, and
the efficacy of the regimen in a breastfeeding population needs to be
determined, as any reduction in transmission prior to or during labour may be
negated by an increased transmission from breast milk [245, 249]. The
acceptability of these interventions in developing countries will require
further study [108, 237, 250, 251].
Some resistant strains of virus have been reported after ZDV treatment
to prevent transmission [69, 164, 252]. Although resistance appears to be
uncommon, there has been concern about the use of ZDV monotherapy in the
management in any subsequent pregnancy [164, 252].
The results from the PACTG076 trial and the ZDV in Pregnancy Register
show as yet no evidence of teratogenicity or short-term adverse effects in the
fetus or newborn. In addition follow‑up to age four of uninfected children who
were exposed to in‑utero zidovudine has also revealed no medium term adverse
effects [240c]. However, longer term follow‑up is still required and larger
groups of children need to be followed to determine whether rare but serious
adverse effects may occur. Longer term follow-up is still required [153, 253,
254]. However recent reports of ZDV toxicity in mice [255, 256] have renewed
concern about the long-term effects of the drug. A consensus panel convened by
the National Institutes for Health in early 1997 advised that the evidence was
not sufficient to alter the recommendations for the use of ZDV in pregnancy.
Children exposed to ZDV in pregnancy should be monitored for long-term toxicity
effects.
It has been suggested that ZDV use in pregnancy would be a cost
effective intervention in both developed and developing countries, if
implementation problems can be overcome [257, 258, 259, 260]. The use of
shorter course regimens or other antiretroviral drugs provides an feasible
alternative.
Short-course zidovudine therapy
Shorter drug regimens in pregnancy would be more feasible in
resource-poor settings. Results from some developed country studies suggest
that antenatal oral ZDV alone may be as effective as antenatal, intrapartum and
postpartum regimens [261, 262]. To date three randomised trials of short course
therapy have been published from resource-pour settings.
A trial of short-course zidovudine treatment in Thailand has shown a
significant effect in preventing transmission [236].
The Bangkok Perinatal AZT Study, was a randomised placebo-controlled
trial to evaluate the safety and efficacy of a short-course of oral zidovudine
[ZDV] administered during late pregnancy and labour to reduce the risk for
perinatal HIV transmission. The regimen was 300 mg ZDV orally twice daily from
36 weeks gestation until the onset of labour and 300 mg every three hours from
the onset of labour until delivery. All women were advised not to breastfeed
and were provided with infant formula, and it is important to bear in mind that
these results are directly applicable only to formula-fed infants [236].
Transmission in the treatment group was 9.4% [95% confidence interval,
5.2%-13.5%] and 18.9% [95% confidence interval, 13.2%-24.2%] in the placebo
group, representing a 50% reduction in transmission risk [95% confidence
interval, 15.4%-70.6%].
A further trial of short course therapy in over 350 women conducted in
Côte d'lvoire and Burkina Faso compared placebo with oral zidovudine, given as
a single loading dose of 600mg at the onset of labour followed by oral
zidovudine 300mg twice a day to the mother, continued until seven days after
delivery [262a]. In this trial over 85% of infants were breastfed for longer
than three months. HIV transmission occurred in 33 children born to 180 women
in the zidovudine group and 52 born to 175 women in the placebo group. The
efficacy of zidovudine was thus estimated at 38% (95% confidence intervals 5% ‑
60%). There was also no evidence of 'catch up' by the treated group during the
period of breastfeeding up to 180 days.
A further trial conducted in 260 women in Côte d'lvoire randomised women
to receive either oral zidovudine 300mg twice a day from 36 weeks until the
onset of labour or matching placebo. At the onset of labour zidovudine 300mg
was given every three hours until delivery versus placebo. In this trial
population over 95% of the infants were breastfed by their mothers and by three
months of age 19 out of 115 babies in the zidovudine group were HIV infected
compared with 30 out of 115 in the placebo group. This represents a relative
risk of transmission of 0.63 (95% confidence intervals 0.38 ‑ 1.06). The
transmission risk at three months was similar to the transmission risk seen at
four weeks also suggesting that breastfeeding had not produced a substantial
narrowing of the difference between the two groups.
These results demonstrate that short‑course oral zidovudine appears to
be safe and effective at reducing the risk of mother‑to‑infant HIV transmission.
Whether the zidovudine is given from 36 weeks until the time of delivery or is
started at the time and delivery and then given to the mother postnatally does
not seem to produce substantial differences in the size of the treatment
effect. Of importance for many developing countries is that whether the women
do or do not breastfeed does not appear to make a substantial difference to the
effectiveness of treatment [262b].
Other trials of reduced courses of ZDV alone are underway in Africa, and
Haiti (see Table 4). The UNAIDS co-ordinated PETRA study uses a
combination of ZDV and 3TC (lamivudine), and is being undertaken in
predominantly breastfeeding populations in five sites in South Africa, Tanzania
and Uganda. A Phase I study of the use of a combination of ZDV and Nevirapine
is being conducted in Uganda.
A reduction in the cost of zidovudine for developing countries has been
announced by the manufacturers after negotiation with UNAIDS and in response to
the results of the Thailand study [263]. This will assist in the implementation
of these strategies. The World Health Organization has prepared guidelines for
the use of antiretroviral drugs in developing countries [264].
Combination therapy and other antiretroviral drugs
A recent French study, presented in abstract only, reported the use of
3TC (lamivudine) commencing at 32 weeks gestation in addition to the standard
ACTG 076 zidovudine regimen [264a]. Babies were treated with both drugs until
six weeks of age. Two hundred women receiving this combination were compared
with a cohort of 899 women receiving zidovudine alone. The rate of transmission
in the combination group was 2.6% compared with 6.5% in the zidovudine group.
This study was not a randomised trial and other factors may explain the
decrease in transmission risk. One finding, however, was that two uninfected
babies in the 3TC group died of a neurological disorder due to a mitochondrial
myopathy. This condition is rare and two neonatal deaths in 200 women suggest
that 3TC may be responsible.
A South African randomised trial of zidovudine and 3TC has also been
completed, although it has not been reported in full. This trial compared the
effectiveness of three different drug regimens with placebo. Arm A received
zidovudine and 3TC from 36 weeks gestation, during labour and for one week
postpartum to mother and child. Arm B received zidovudine and 3TC from the
onset of labour and for one week postpartum to mother and child. Arm C received
zidovudine and 3TC during labour only. Over 1300 women were recruited in all.
The risk of transmission by six weeks of age in Arm A was 8.6%, in Arm B 10.8%,
Arm C 17.7% and in the placebo group 17.2%. The study population continues to
be followed up and the majority of women are breast feeding.
The use of non-nucleoside reverse transcriptase inhibitors (NNRTI) for
the prevention of perinatal transmission is another possible approach.
Nevirapine is a NNRTI with potent antiretroviral activity and a favourable
safety profile but in which there is rapid development of drug resistance
limiting the duration of its effect. Of particular interest is that the drug
achieves high levels which are long-lasting raising the possibility of a one
dose treatment in labour. Preliminary studies are in progress and efficacy
trials planned in the near future.
The use of combination antiretroviral therapy is becoming more common,
with greater reductions in viral load. Recent recommendations for drug therapy
for HIV advise the use of at least two agents, with the possible addition of a
protease inhibitor [265, 266, 267] although rapid advances in the therapy of
HIV disease means that such recommendations change frequently. Patients
receiving this level of treatment may have undetectable viral loads. There has
been little experience to date with the use of most of these drugs in pregnancy
and many of the newer antiretroviral (ARV) drugs have not been fully evaluated
for long-term effects on the infants. Table 5 shows the status of the FDA
classification of the available antiretroviral drugs, while long-term animal
toxicity studies and more experience in pregnant women are awaited. Phase I
trials are completed or in progress for nevirapine, stavudine, didanosine,
lamivudine, MKC-442 and the protease inhibitors [108]. DMP-266 (Efavirenz,
Sustiva) was shown to cause moderate to serious birth defects in monkeys, and
may not be suitable for use in early pregnancy.
Table 5
FDA classifications of antiretroviral drugs for
use in pregnancy
[Source:
337, 350]
|
DRUG
|
FDA CATEGORY
|
|
Nucleoside Reverse
Transcriptase Inhibitors
|
|
|
Zidovudine (ZDV, AZT)
|
C
|
|
Zalcitabine (ddC)
|
C
|
|
Didanosine (ddI)
|
B
|
|
Stavudine (d4T)
|
C
|
|
Lamivudine (3TC)
|
C
|
|
Non-nucleoside Reverse
Transcriptase Inhibitors
|
|
|
Nevirapine
|
C
|
|
Delavirdene
|
C
|
|
Protease Inhibitors
|
|
|
Indinavir
|
C
|
|
Ritonavir
|
B
|
|
Saquinavir
|
B
|
|
Nelfinavir
|
B
|
Classification
A: Adequate and
well-controlled studies of pregnant women fail to demonstrate a risk to the
fetus during the first trimester of pregnancy (and there is no evidence of risk
during later trimesters)
B: Animal reproduction studies
fail to demonstrate a risk to the fetus but well controlled studies of pregnant
women have not been conducted
C: Safety in human pregnancy
has not been determined, animal studies are either positive for fetal risk or
have not been conducted, and the drug should not be used unless the potential
benefit outweighs the potential risk to the fetus
D: Positive evidence of human
fetal risk based on adverse reaction data from investigational or marketing
experiences, but the potential benefits from the use of the drug in pregnant
women may be acceptable despite its potential risks
X: Studies in animals or
reports of adverse reactions have indicated that the risk associated with the
use of the drug for pregnant women clearly outweighs any possible benefit
Assuming favourable safety profiles, the use of combination therapy may
be more effective in reducing mother-to-child transmission, by the greater
reduction of viral load, and may be the most appropriate course in those
countries where this is possible. However, cost and supply considerations will
limit the availability of these drugs, and the issue of resistance development
and the desirability of continuing therapy after pregnancy will have to be
considered [164].
Immune therapy
Both passive immunisation with hyper-immune HIV immunoglobulin (HIVIG)
and active immunisation with HIV vaccines have been proposed as alternative
mechanisms to prevent mother-to-child transmission [108, 110, 268].
Passive immunisation with intravenous HIV
immunoglobulin has been investigated. A trial [ACTG185] of the use of HIVIG, in
a cohort of women, who all received ZDV, was stopped after an interim analysis
showed low transmission rates in both the study and control group. The
transmission risk for the HIVIG Group was 4.1% (95% confidence interval 1.5%‑6.7%)
and the transmission risk for IVIG was 6.0% (95% confidence interval 2.8%‑9.1%)
[268a]. Very large numbers would have been required to show any significant
reduction in these rates attributable to the HIVIG use. Another study is
ongoing in Uganda in ZDV naïve patients. Concerns remain about the costs and
the donor sources for these products, standardised preparations and optimal
delivery time.
Active immunisation could possible induce immunity in the mother and in
the fetus by passive transfer of antibodies [108, 269]. Effective vaccines have
not yet been identified, although several Phase I/II trials are in progress
[110].
Nutritional interventions
Following the finding that mothers with low serum levels of Vitamin A
were more likely to transmit HIV to their children [180], supplementation of
Vitamin A has been suggested as a preventive treatment. Several randomised
controlled trials of Vitamin A and other micronutrients are in progress
(Table 4). The potential advantages of micronutrient supplementation would
be the low price, possible other nutritional and health benefits for the mother
and the fact that the intervention could be implemented simply without the need
for HIV testing [270]. Vitamin A deficiency has also been associated with
increased viral loads in breast milk, and any reduction following
supplementation would also be of benefit in breastfeeding women [145]. Other
micronutrients such as Zinc and Selenium have also been suggested as possible
preventive agents.
A randomised controlled trial in Tanzania showed that multivitamin
supplementation in HIV positive pregnant women decreased the risk of low birth
weight by 44%, severe preterm birth (under 34 weeks gestation) by 39% and small
size for gestational age at birth by 43%. Vitamin A supplementation had no
effect on these variables. The multivitamin supplementation, but not Vitamin A,
resulted in significant increases in CD4+, CD8 and CD3 counts. The effect on
mother-to-child transmission in this study has yet to be determined [271].
Preliminary reports from other vitamin A intervention trials suggest little
benefit on transmission from Vitamin A supplementation alone.
Mode of delivery
Caesarean section delivery has been associated with a reduction in
transmission in a number of studies, although not in all [116, 166, 192, 207,
272]. In some centres, caesarean section has become a common mode of delivery
for HIV positive women, despite the lack of conclusive evidence at the time. In
1995 in the United Kingdom, 44% of HIV positive mothers were delivered by
caesarean section [243].
A 1994 meta-analysis of prospective follow-up studies showed a small
reduction in transmission with caesarean section [208]. A more recent
meta-analysis included five European and ten North American prospective studies
totalling over 8500 mother-infant pairs. Elective caesarean section reduced the
risk of MTCT by more than 50%, after adjusting for antiretroviral therapy,
birth weight and maternal disease stage [272a].
A French trial showed a transmission rate of 0.8% in women who had
received long-course antiretroviral treatment and had an elective caesarean
section, compared to 6.6% with vaginal delivery [211a]. A study in Switzerland
reported no transmission in 45 women who received long-course ZDV and an
elective caesarean section [211].
A randomised controlled trial of mode of delivery has been undertaken in
Europe [210]. This trial randomised in excess of 400 women to elective
caesarean section delivery or expectation of vaginal delivery. Three out of 170
infants (1.8%) born to women in the caesarean section group were HIV infected
compared with 21 out of 200 (10.5%) born to women in the vaginal delivery
group. A treatment effect odds ratio of 0.2 (95% confidence intervals 0.1‑0.6).
Two thirds of the women taking part in this trial were exposed to
zidovudine during pregnancy. In this sub‑group 0.8% of babies born to the women
allocated to caesarean section were HIV infected compared with 4.3% of those
born to women allocated vaginal delivery. This gives an odds ratio of 0.2 with
95% confidence intervals of 0‑1.7. For women not exposed to zidovudine during
pregnancy the odds ratio for transmission was also 0.2 suggesting that the
protective effect of caesarean section persists whether women were or were not
prescribed zidovudine during pregnancy.
In addition there were no serious adverse complications in either group.
Postpartum fever was reported more commonly in women delivered by caesarean
section although the overall incidence was low.
The use of caesarean section must take into account the possibility of
maternal morbidity and mortality [106, 107, 272b], the availability of safe
operating facilities, the potential increased service commitments and the
accessibility of maternity services for women in future pregnancies.
Vaginal cleansing
The use of antiseptic or antiviral agents to cleanse the birth canal
during labour and delivery has been hypothesised as a possible approach to
reducing intrapartum transmission of HIV-1. The use of chlorhexidine lavage to
reduce the transmission of group B streptococci was demonstrated in
Scandinavian studies [273]. The concept is attractive for HIV prevention, as it
would be an inexpensive intervention, readily achievable in most health care
settings, would not require identification of HIV-infected women prior to the
intervention and could have other health benefits.
A Malawian quasi-randomised study compared four-hourly aqueous
chlorhexidine 0.25% solution by vaginal swabbing after vaginal examinations and
a chlorhexidine wash for the baby, with a control group receiving no wash. No
overall reduction was shown in the rate of HIV transmission in the study group,
however, only 60% of infants were follwoed up. There was a significant
reduction in transmission in mothers who had ruptured membranes for more than
four hours [206]. Most deliveries in this trial occurred within a short time of
the vaginal swabbing procedure. Significant reductions in neonatal and
puerperal sepsis were also seen following this intervention [274] and use of
this procedure may be advantageous for these other health benefits, in addition
to any possible role in prevention of MTCT of HIV [275].
Benzalkonium Chloride has been suggested as an alternative antiseptic
agent for vaginal lavage, utilising the antiseptic from 36 weeks gestation in
an attempt to maximise the possible benefit (Table 4). The intervention of
vaginal cleansing remains a feasible option for resource poor settings and
further research work should be undertaken on different concentrations or
formulations of agents and methods of application to determine whether the
efficacy can be improved.
Modification of infant feeding practice
The increased risk of HIV transmission through breastfeeding is well
documented [221, 222, 276, 277]. Breastfeeding is responsible for a high
proportion of mother-to-child transmission in developing countries, where 1 in
7 children born to HIV-positive mother will be infected through breast milk
[232]. Breastfeeding may double the transmission rate [108, 222, 278] and may
be the major determinant for the difference in transmission rates between
developed and developing countries. A meta-analysis of studies of transmission
through breastfeeding showed the additional risk of transmission through
breastfeeding to be between 7 and 22%, and close to 30% for women who are
infected during the breastfeeding period [221]. Potential modifications of
infant feeding practices include complete avoidance of breastfeeding, early
weaning, pasteurisation of breast milk, and avoiding breastfeeding in the
presence of breast abscesses or cracked nipples [108, 279].
The debate on appropriate infant feeding has focused almost exclusively
on the risks and benefits of breastfeeding for the infant. Maternal considerations
should also be taken into account, although there is a need for further
research into the relationship between HIV infection, nutritional status and
immune function in breastfeeding mothers. The concerns about the effect of
breastfeeding on maternal health in HIV positive women include the potential
effects of breastfeeding and resultant weight loss on the immunity and
long-term prognosis of the mother. The effects of advanced disease or
nutritional deficiencies on the risk of transmission in breast milk and the
function of immunologically active components of breast milk from severely
immune suppressed or malnourished mothers also need to be considered [280].
Breast milk could have advantages for those infants already infected with HIV
by the time of birth, if there was a way to identify these children.
In developed countries, few HIV positive women will breastfeed [281]. In
resource poor settings, alternatives to breastfeeding may not be feasible for
financial, logistical and cultural reasons [122, 282, 283]. Mothers should be
given the information on the advantages and disadvantages of breastfeeding with
regard to HIV infection, and encouraged to make a fully informed decision about
infant feeding. They should be supported in their decision [232]. There is a
need to support alternatives to breastfeeding for mothers who test positive for
HIV with methods appropriate to their situation.
Voluntary HIV counselling and testing in pregnancy
Testing of antenatal women
Pregnant women have been the target of many seroprevalence studies, as
they provide an accessible cohort for HIV testing and a stable sampling frame
[18, 22, 21, 284, 285]. While valuable information has been obtained on trends
in the epidemic, the practice of testing in pregnancy has been criticised in
the past, as one which stigmatises women and which has not led to
implementation of appropriate health strategies [286, 287].
With increasing knowledge about HIV and about mother-to-child
transmission in particular, the focus has moved from the possible public health
benefits of testing in pregnancy to the potential benefits for the individual
woman [288, 289]. This has re-emphasised the need for the provision of
appropriate facilities for testing and counselling [123, 258, 290, 291, 292,
293, 294, 295, 296, 298, 297]. Voluntary testing of pregnant women is
recommended and offered in many countries [16, 299, 300, 301]. The introduction
of testing programmes has increased the number of identified HIV positive women
in many centres [302]. Despite this, identification of infected women may not
be optimal if women do not access antenatal care, or where counselling and
testing services are inadequate [243, 301, 303, 304, 305, 306, 307],
Wherever possible, voluntary counselling and testing should be available
to any pregnant women who request it and offered to all in areas of moderate or
high prevalence. Routine testing of pregnant women without consent or without
access to counselling is, however, an unacceptable practice and the
disadvantages may negate any benefit obtained from knowing the HIV status of
the women. These include a reluctance to utilise maternity services through
fear of discrimination, denial of a positive diagnosis and stigmatisation.
Recent discussion about, and recommendations for mandatory testing of pregnant
women or newborns have led to concern about the autonomy and rights of women
[289, 303].
There are, however, a number of potential benefits to women of voluntary
HIV testing prior to or during pregnancy. This is the case even in the absence
of expensive interventions such as long-course antiretroviral therapy. These
benefits include:
· Where a woman is found to be infected, this knowledge can
facilitate early counselling and treatment.
· A diagnosis in the mother allows appropriate treatment and
follow-up of her child.
· Knowledge of her HIV status enables the woman to take
decisions on continuation of the pregnancy and on future fertility.
· Testing allows an opportunity to implement strategies to
attempt to prevent transmission to the child.
· Knowledge of HIV status enables the woman to take
precautions to help prevent transmission to sexual partners.
· Women diagnosed as HIV positive can tell their sexual
partners and enable partners to be counselled and tested.
· If the test result is negative, women can be guided in
appropriate HIV prevention measures and risk reduction behaviour.
Balanced against these advantages are the possible disadvantages of HIV
testing in pregnancy. These will vary from community to community, but reports
have described an increase in the risk of violence against women; the
possibility that the woman may be stigmatised within her community and by
health workers; higher levels of anxiety and psychological sequelae; and
concerns about the additional work load for maternity services [308, 309, 310,
311]. Several studies have described the reluctance of some women to return for
their test results [311, 312, 313]. In Nairobi, 5.9% of HIV-positive women
reported violence related to the HIV test result. After changing to a policy of
giving results out only on request, only 35% of women who had agreed to testing
returned to ask for results [311]. In Kigali, 63.9% of positive women and 71.3%
of HIV-negative women returned for test results and the only variable found to
be associated with failure to return for counselling was a positive HIV test
[312].
Women should be encouraged to bring their sexual partner(s) for
counselling and testing wherever possible. However, very few testing services
have managed to achieve much success in this regard [310, 312]. The best
predictor of return for counselling by women in one US study was the time spent
in counselling women and the counsellor’s skills [313]. Voluntary counselling
and testing (VCT) services for couples, preconceptual counselling and testing
services not linked to antenatal care may increase testing uptake.
A qualified person should take the blood specimen for an HIV test, using
"universal precautions" against accidental transmission in all cases.
These must include the safe disposal of needles and syringes. The type of tests
used will depend upon local seroprevalence, policy and available facilities. In
most cases blood specimens will be sent to the appropriate laboratory, but in
some areas, dry blood spot testing may be an acceptable alternative. The first
line test for HIV-antibodies is an enzyme-linked immuno-absorbent assay (ELISA)
test, or a rapid test algorithm. Depending on local conditions a confirmatory
test with a second ELISA or rapid test using a different test kit, or a Western
Blot should be performed. Any testing strategy must be undertaken with
appropriate laboratory quality assessment [313a, 313b].
With increasingly sensitive and specific simple and "rapid"
tests becoming available, on-site testing may become more feasible in the
future. Recent reports of the use of "same-day" rapid test results in
a rural hospital in a resource-poor setting and in an urban STD clinic have
suggested that this is an acceptable and appropriate intervention [314, 315].
Preliminary reports of the use of dual rapid tests for same day diagnosis in
antenatal clinics suggest that this is an appropriate and acceptable way to
provide testing in this setting. The major advantage is that early results
enable more women to access antenatal strategies for the prevention of MTCT.
Counselling before and after HIV testing in pregnancy
Pre- and post-test counselling are essential elements of the management
of HIV in pregnancy. Pre-test counselling enables women and men to make
informed decisions about an HIV test. Post-test counselling is an integral part
of the management of the HIV-positive person, and provides an important
opportunity for risk-reduction messages for those found to be HIV-negative.
Pre-test counselling
HIV testing should be accompanied by the provision of pre-test
information and by informed consent to the test by the woman (see
Table 6). Pre-test counselling implies explanation of both the test and
the illness to the woman in a non-directive manner, and answering any questions
prior to the performance of the test. The woman should be given time to decide
on the test and, if unsure, should be counselled to take more time to think
about the test and return at a later stage. Information about HIV testing can
be incorporated into the health education and promotion activities of antenatal
clinics and need not be too time consuming within maternity services [293].
Various models have been tried, including group counselling, video education,
incorporating information on HIV into the first visit interview by midwives and
the use of lay counsellors [316, 317]. An appropriate model should be developed
for the circumstances of each service, based on the prevalence and the level of
prior awareness of the women in the community.
Table 6
Pre-test
counselling
[Based on guidelines from the Johannesburg Community AIDS Centre]
|
Take client to private
setting for counselling
Assure the client of
confidentiality
Explain or determine the
reasons for HIV testing
Elicit information about
the person’s current and previous risk behaviour in a sensitive manner
Provide information about
HIV and AIDS
Provide information about
the HIV antibody test , including information about the «window period» of
infection
Review the implications of
a positive test result for the client
Discuss the person’s
possible responses to a positive test result
Discuss the implications
of a negative test result
Provide information about
test procedures
Obtain informed consent
|
Post-test counselling
The essential elements of post test counselling for HIV positive women
are illustrated in Table 7. Counselling implies more than merely giving a
positive result, and continued care and advice will be necessary as part of the
management throughout the pregnancy and beyond [316, 318, 319]. The choice of
appropriate counsellor will depend upon the circumstance of the practice or
health service: counsellors ideally should have personal qualities, which equip
them for the job, but many of the skills can be acquired during training. Wherever
possible, counselling should be provided in the woman’s home language and
within the same cultural background. The involvement of peer counsellors -
women who are themselves HIV-infected, who are able to counsel and to share
their own experiences, fears and successes may be very valuable and should be
encouraged. The integration of peer counsellors and support groups into the
work of health services can be a very valuable addition to the available
services.
Table 7
Post-test
counselling
[Based on guidelines from the Johannesburg Community AIDS Centre]
|
See the client personally
to give the result - no telephonic results, preferably not before a weekend
Give the result as soon as
possible after the test is done
Inform the client of the
test result
Deal with the feelings
arising from a negative result and explore prevention of infection and the
window period
Deal with the feelings
arising from a positive result
Identify the person’s
immediate concerns
Discuss how the client
plans to spend the next few hours and days
Identify what support the
client has
Discuss who the client may
want to tell about the result and risks to sexual partners
Identify what difficulties
or problems the client foresees and how to deal with them
Encourage the client to
ask questions
Provide information on a
healthy lifestyle, medical follow-up, local support systems
Refer for follow-up care
and counselling
|
The delay between taking the test and giving the result should be as
short as possible, as the woman may be very concerned about the test and the
implications of the result. Women who test positive should be encouraged to
bring their male partner(s) for counselling and testing wherever possible.
Post-test counselling should also be provided for HIV-negative women,
with a focus on providing information to enable them to avoid infection. This
could be provided on a group basis, or by individual health workers, depending
on the circumstances.
Counselling about pregnancy-related issues
There are several issues to be addressed when counselling HIV positive
pregnant women, in addition to the general issues related to HIV infection.
These include information about the interactions of HIV and pregnancy, options
of termination of pregnancy, discussion about disclosure to the male partner,
the risk of mother-to-child transmission and possible interventions to prevent
this, other treatment options, infant feeding and HIV and future fertility.
Some of these pregnancy-related issues are detailed in Table 8.
Table 8
Issues
in counselling HIV-positive pregnant women
|
The effect of pregnancy on
HIV infection
|
|
The effect of HIV
infection on pregnancy outcome: risks of adverse pregnancy events
|
|
The risk of transmission
to the fetus during pregnancy, delivery and breastfeeding
|
|
Termination of pregnancy
options
|
|
Treatment options during
pregnancy
|
|
Interventions available to
attempt to prevent mother-to-child transmission
|
|
Infant feeding options:
the advantages and disadvantages of breastfeeding
|
|
Disclosure of results to
male partners and/or to other significant family or community members:
advantages and risks
|
|
The need for follow-up of
both mother and child
|
|
Future fertility and
contraceptive options
|
HIV-infected women should be given appropriate information to make
informed decisions about the continuation of their pregnancy and future
fertility [320]. Termination of pregnancy should be offered to HIV positive
women, where this is legal. Although there are some reports of increased rates
of termination in HIV positive women, the majority of women will elect to
continue with the pregnancy [234, 321, 322, 323]. Knowledge of HIV infection
had little effect on reproductive trends and the decision on future children in
a number of studies [233, 324, 325, 326] although this has been seen more in
developing countries than developed countries. However, a family planning
intervention in Rwanda, providing access to and information about
contraceptives, showed a reduction in subsequent pregnancies which was greater
than in HIV-negative women [327], and other studies have shown a reduction in
the number of pregnancies in HIV positive women [321, 328,329,330].
SECTION B:
MANAGEMENT OF HIV- POSITIVE PREGNANT WOMEN
The management of HIV positive women during pregnancy is multifaceted,
combining medical and obstetrical management with counselling and social
support. The woman’s social and psychological concerns may be as important as
her need for medical care. Ideally, a team approach with health workers,
counsellors and support groups should be used [330, 331, 332, 333, 334].
In all cases, the management in pregnancy, including antiretroviral
treatment, should be seen as only a part of the continuum of care for the
mother and child [332, 335, 336, 337]. Ongoing care may be undertaken at home,
within the primary health care services, at hospitals, or at specialist
clinics, depending upon the individual needs and available facilities [338].
The following discussion highlights some of the management issues for HIV
positive pregnant women, and does not provide detailed guidelines. Diagnostic
procedures and medical management will be dependent upon the available resources
and each country should develop appropriate recommendations for their own
situation.
Antenatal care
Most HIV positive women will be asymptomatic and have no major
obstetrical problems during their pregnancies [96, 339, 340, 341, 342, 343].
They should receive similar obstetric antenatal care to that given to
HIV-negative women, unless indicated by the need to provide specific
HIV-related treatment. There is no evidence that there is a need to increase
the number of antenatal visits, provided there are no complications of the HIV
infection, although additional counselling time may be required. The care of
the HIV positive woman during pregnancy should include ongoing counselling and
support as an integral part of the management. Advice on the possible risks of
unprotected intercourse during pregnancy should be provided.
Obstetrical management
Antenatal care of the HIV positive pregnant women will depend on the
woman's risk of experiencing an adverse perinatal outcome. To an extent this
will be mediated by other risk factors such as drug use, and antenatal care
will need to be tailored to the individual woman. Consideration can be given to
the assessment of fetal growth, whether by regular symphesis fundal height
measurements or, where available, by serial ultrasound assessments.
Invasive diagnostic procedures, such as chorion villus sampling,
amniocentesis or cordocentesis should be avoided where possible, due to a
possible risk of infection of the fetus [276]. External cephalic version of a
breech fetus may be associated with potential maternal-fetal circulation leaks
and the advantages and disadvantages of the procedure should be very carefully
considered.
Examination and investigations
HIV positive women should have a full physical examination at the first
visit. Particular attention should be paid to any signs of HIV-related
infections [particularly tuberculosis], oral or vaginal thrush, or lymphadenopathy.
Herpes zoster [shingles] in a young
woman is often an early sign of HIV infection and current herpes lesions or the
scars from previous infection may be found. Other co-existent sexually
transmitted diseases, especially syphilis, are common in HIV positive women
[93, 94, 345, 346] and may increase the risk of transmission and the level of
virus in vaginal and cervical secretions. Clinical diagnosis and treatment of
vaginal or cervical inflammation, abnormal discharge or STD should be a
priority. The pregnant woman should be monitored for any signs of HIV-related
opportunistic infections and for any other intercurrent infections, such as
urinary or respiratory infection. Maternal weight should be monitored and
nutritional supplementation advised where necessary. The oro-pharynx should be
examined at each visit, for the presence of thrush.
Laboratory investigations will depend upon the available resources of
the health service. Syphilis testing should be undertaken, and repeat testing
in late pregnancy may be advisable [38]. A Haemoglobin estimation is mandatory
and a complete blood count should be performed and T cell subset investigations
undertaken where possible. Anaemia is more common in HIV-infected women and
repeated haemoglobin tests may be helpful. Viral load estimation may provide a
valuable prognostic indicator, where available. A cervical smear should be
performed if this has not been undertaken within the recent past. Colposcopy
should be reserved for women who have an abnormal cervical smear result.
Medical treatment during pregnancy
The medical care of HIV positive women should be tailored to the
individual needs of the woman. In general, pregnancy is not a contraindication
for the most appropriate antiretroviral therapy for a woman or for most of the
medical management of HIV-related conditions, but the risk to the fetus should
always be considered, and treatment modified if necessary [337].
The value of Vitamin A supplementation in reducing transmission has not
been proven, but multivitamins may provide cost effective nutritional support
[347, 348, 349]. Mebendazole should be given at first visit in areas of high
hookworm prevalence.
Malaria in pregnancy causes high maternal and infant morbidity and
mortality, and may be associated with increased risk of mother-to-child
transmission of HIV [201, 201a]. Current recommendations are that intermittent
treatment with an effective, preferably one-dose antimalarial drug should be
made available to all primigravidae and secundigravidae in highly endemic
areas. This should be started from the second trimester and given at intervals
of not more than one month apart.
Prophylaxis for opportunistic infections should be given in pregnancy,
as indicated by the clinical stage of the HIV infection, and according to local
policy. Prophylaxis and treatment for tuberculosis should be given where
indicated, although streptomycin and pyrazinamide are not recommended during
pregnancy. Pneumocystis carinii pneumonia (PCP) prophylaxis
should continue through pregnancy: sulfamethoxazole/trimethoprim
(Bactrim/Septran) or pentamidine can be used. The risk to the fetus of maternal
sulphonamide administration in the third trimester is outweighed by the risk to
maternal health of PCP and kernicterus has not been reported where the drug was
not also used in the neonatal period [4]. Consideration should be given to
pneumococcal and Hepatitis B vaccination.
If treatment for opportunistic infections is necessary, it should be used
in pregnancy, depending on the clinical stage of the patient. Treatment
regimens should follow local policy guidelines. And where a variety of
treatment options are available, those with the lowest risk to the fetus should
be used. Dermatological conditions are common in HIV positive women and men,
and treatment may be required for prolonged periods. Acyclovir can be used
safely after the first trimester. Topical imidazole antifungals or topical
gentian violet can be used throughout pregnancy and oral fluconazole can be
used after the first trimester, if required.
Antiretroviral therapy
The use of antiretroviral drugs in pregnancy should be considered for
two indications: the health of the mother and prevention of transmission [336,
337, 350]. Pregnancy should not be a contra-indication for antiretroviral
therapy in the mother, if indicated. The use of ZDV in the prevention of
transmission to the fetus has been discussed above [351, 352, 353]. Current
recommendations for adult antiretroviral therapy are that monotherapy with ZDV
is sub-optimal treatment and that two antiretrovirals with the possible
addition of a protease inhibitor is preferable [266, 267, 354, 355]. Although
there is a theoretical risk to the fetus from combination therapy, there is
limited experience with the use of other antiretrovirals such as lamivudine,
stavudine, and protease inhibitors in pregnancy. Some have recommended stopping
these therapies during the first trimester and restarting the combinations, but
this also carries a risk of developing resistance. Detailed recommendations
have been released in the USA on combination therapy in pregnancy [350]. As
many of the newer compounds do not have long-term safety data following use in
pregnancy, this should be discussed with the patients. The use of any
antiretroviral drugs should be accompanied by an explanation of the available
knowledge to the women and advice that there should be long-term follow-up of
the child [253].
Care during labour and delivery
Care during labour for HIV positive women should follow routine practice
in most respects. Prolonged rupture of membranes should be avoided, as
mother-to-child transmission is increased where membranes are ruptured for more
than four hours [116]. Artificial rupture of membranes should not be undertaken
if progress of labour is adequate. Given these advantages, this may be
introduced as a routine part of the management of labour for all women in high
prevalence areas.
There are conflicting reports of the importance of obstetric
interventions in the facilitation of transmission [108, 110]. As a general
rule, any procedure which breaks the baby’s skin or increases the baby’s
contact with the mother’s blood - such as scalp electrodes or scalp blood
sampling - should be avoided unless absolutely necessary, due to the
unconfirmed magnitude of the risk of these for HIV transmission. Universal
precautions should be applied in managing labouring women in all cases. Episiotomy
should not be performed routinely, but reserved for those cases with an
obstetrical indication.
If an assisted delivery is required, forceps may be preferable to vacuum
extraction, given the risk of micro-lacerations of the scalp from the vacuum
cup. There is increasing evidence that elective caesarean section may help
prevent transmission of HIV to the baby [209]. The operation carries risks of
maternal complications and is associated with higher post operative morbidity
in HIV positive women [107]. The decision on caesarean section delivery should
be made on an individual basis, taking into account the available facilities,
and will not be possible in most developing countries with high HIV prevalence.
Prophylactic antibiotics should be given for both elective and emergency
caesarean sections.
Postpartum care
The postpartum care of HIV positive women should be similar to that for
uninfected patients. They do not require separate nursing facilities. Women
may, however, require private facilities to lessen the social stigma associated
with not breastfeeding if this is the choice they make in a culture which is
likely to condemn such behaviour.
HIV positive women are more prone to postpartum infectious complications
- including urinary tract, chest, episiotomy and caesarean section wound
infections. Health workers should be aware of this and observe for signs of
infection. Mothers should be given information on the early symptoms of
infection at the time of discharge, especially where post partum hospital stay
is short. All mothers should be given instructions on perineal care and the
safe handling of lochia and blood stained sanitary pads or materials.
Mothers should be given information on how to care for their babies
without the risk of exposure to infection, and full discussion on the risks and
benefits of infant feeding choices. If the mother is not breastfeeding, she
should receive full information on safe formula feeding and lactation should be
suppressed. Mothers who choose to breastfeed should be advised of the possible
increased transmission risk in the presence of cracked nipples, mastitis,
breast abscess or of oral lesions in the child. Reduced duration of
breastfeeding and early weaning may be encouraged to reduce the risk of
transmission where this can be achieved safely.
The mother should be counselled on the need for follow-up care for her
and her child, and the available options for testing of the child. She should
be given information about and referred to local HIV support groups.
Contraceptive advice should be given and early arrangements made to start with
an appropriate method.
Care of neonates
Babies of HIV positive mothers should be handled with gloves until
maternal blood and secretions are washed off, after which time they can be
handled safely by mothers and health workers. Anaemia has been the most common
complication seen in the neonate with the long-course treatment of six weeks
ZDV to the child. Haemoglobin should be measured at baseline and after six
weeks and twelve weeks if this regimen is used. The anaemia risk is much less
with the short-course therapies. Infants receiving long-course antiretrovirals
may experience a transient elevation of hepatic transaminases. There is less
experience with the use of combination therapy in the pregnant mother and the
risk of toxicity to these infants, and more intensive haematological monitoring
would be advised.
Mothers should decide on infant feeding practice before delivery and be
supported in their choice. Children should be referred for long-term follow-up
and for repeat testing for diagnosis of HIV infection, either by early PCR if
available, or by ELISA at 15 to 18 months.
SECTION C:
INFECTION CONTROL MEASURES
(See Guidance Module on Antiretroviral Treatments,
Module 7. Treatments following exposure to HIV)
Exposure to blood and other body fluids is common in obstetric practice
[356, 357, 358, 359, 360] and staff should receive information, training and
access to equipment in order to protect themselves [361]. In areas of highest
HIV prevalence, tests may not be available and many women will also be in the
"window period" before seroconversion, and may not be identified by
routine HIV-antibody tests. Lack of access to nosocomial infection prevention
measures may unfortunately be common in these countries [362, 363, 364]. A
study of occupational exposure in Tanzania showed that health workers were
exposed on average to five sharp injuries and nine splashed exposures each
year, with a higher risk in surgeons [365]. In Rwanda, no evidence was found
for any HIV infection caused by occupational blood contact in 215 traditional
birth attendants, exposed to an estimated 2234 potentially infectious
blood-skin contacts over five years [366].
All patients should be regarded as potentially infectious, not only for
HIV, but also for Hepatitis and other pathogens [367, 368]. Health care workers
must ensure that they use universal precautions against accidental infection at
all times. These require the provision within health services of protective
devices and clothing and access to safe containers for sharp instruments [369].
Universal precautions
The best protection against occupational exposure to pathogens is the
use of universal (or standard) precautions in all cases.
Important precautions in obstetrics include:
1 Reducing needle stick injuries by handling used needles as
little as possible, using a needle holder during episiotomy, avoiding recapping
disposable needles and taking great care in recapping blood sampling barrel
system needles or non disposable syringes, placing needles and other sharps in
the appropriate containers
2 Washing hands with soap and water immediately after contact
with blood or body fluids
3 Wearing suitable gloves when expecting exposure to blood or
body fluids
4 Covering broken skin or open wounds with watertight
dressings
5 Wearing an impermeable plastic apron for delivery
6 Wearing eye shield for operating or assisting at Caesarean
Section, and for suturing episiotomies
7 Wearing double gloves, if possible, for all operations,
which reduces considerably the amount of blood carried through if the glove is
punctured
8 Using an appropriate sized needle (21 gauge, 4 cm,
curved) for the repair of episiotomy, together with a technique using a needle
holder
9 Passing all sharp instruments onto a receiver, rather than
hand-to-hand at caesarean section and modifying surgical practice to use needle
holders and to avoid using fingers in needle placement
10 Using long-cuffed gloves for manual removal of a placenta
11 Wherever possible,
avoiding the need for suction of newborns and using wall suction or a suction
machine when suction is required. Suction pressure should be less than 140 mm
Hg to avoid damage to the neonate. If no other suction is available, ensuring
that the trap in the mouth operated De Lee suction apparatus is functional
12 Disposing of solid waste such as blood
soaked dressings or placentas safely
Risks of needlestick injuries
Needlestick injuries occur relatively commonly in obstetric practice and
health workers should know their local policy for the appropriate management of
injury. The most common form of injury occurs when re-sheathing needles.
Injuries from hollow needles are more dangerous than those from solid surgical
needles, as they are more likely to transfer blood.
Any such injury carries a risk of exposure to HIV, Hepatitis virus, and
other pathogens. For Hepatitis B the risk of infection is between 5% (HBV-e Ag
negative source patient) and 43% (HBV-e Ag positive source patient). The amount
of blood required to transmit Hepatitis B is only 0.00004 ml, while a minimum
of 0.1 ml is required for HIV transmission. All health care workers should have
Hepatitis B vaccinations, in view of the high risk of accidental transmission,
and high prevalence in many developing countries.
Estimates of the risk of HIV transmission from patient to health care
worker vary from 0.23% to 0.5% per exposure [358, 370, 371, 372, 373]. The type
of exposure and the stage of the HIV positive source patient affect the risk,
since the viral load will be greater in the recently infected patient and in
late stages of the disease. The estimated risk of transmission of HIV from a
deep needlestick injury from an HIV-positive patient is 0.4%, and the estimated
risk of transmission from a trans-cutaneous exposure is 0.05%.
There is evidence that the risk of infection is reduced by the use of
post exposure prophylaxis with anti-retroviral drugs, by as much as 79% [374].
The management of needlestick injuries should be according to local guidelines
and antiretroviral drugs should be used for significant injury, if available in
the country. Recent guidelines have set out recommendations for the use of
antiretrovirals in these cases [355, 375, 376, 377, 378].
Management of needlestick injuries and other accidental blood exposure
First aid treatment
First aid measures should be undertaken as soon as possible after
injury. These should include decontamination of the exposure site as soon as
possible, allowing a needlestick injury or cut to bleed, washing the area with
chlorhexidine or other antiseptic and decontaminating exposed mucosa or
conjunctivae by vigorous flushing with water.
Assessment of risk following exposure
A clinical assessment should be made about the level of risk following
exposure. This is based upon the following factors:
A. The nature of the injury:
Puncture: type of needle [hollow or solid]
depth of penetration
volume of blood thought to have been injected
Laceration
Mucosal contamination
Contamination of non intact
skin
Bite
B. The
source of exposure:
Blood, blood products, body fluids, amniotic fluid,
semen and vaginal secretions are associated with transmission of HIV, while
stool and urine are not
C. The source patient:
Clinical
condition or available laboratory results such as viral load
Counselling and testing of the source patient
HIV testing should be
offered to all source patients, with their informed consent. Where such consent
is not available (for example in a comatose or anaesthetised patient), this
consent should be obtained from a relative or senior medical staff member.
Where the source patient does not wish to know the HIV result, it may be
acceptable to offer to take blood for the test (for the protection of the
health care worker), without disclosing the result to the source patient. In
practice, very few patients refuse consent and most are extremely concerned
about health worker risk.
Counselling and testing of the health worker
A baseline HIV test is
required for the management of the health worker and in case of a later claim
for compensation. If the health worker has not been immunised for Hepatitis B,
a test for HBV should also be undertaken at this time.
Follow-up tests should be
done at six weeks, three months and six months. PCR testing may provide an
earlier result, if available, which can reduce the stress of waiting for many
months for a test result for seroconversion.
The injured staff member
should receive follow-up counselling at any stage during the six months that
this is required. Counselling should include advice to practise safe sex, to
avoid blood donation and to consider delaying pregnancy for six months, if this
had been planned.
Post exposure prophylaxis
Post-exposure drug
prophylaxis should take into account the type and source of the injury and is
not recommended for superficial needlestick injuries or cutaneous exposure. For
deeper injuries or lacerations, the use of post exposure prophylaxis should be
considered, and treatment started as soon as possible after the injury, with
the first dose of ZDV ideally taken within two hours [376].
Combination therapy, such as
ZDV and 3TC (lamivudine), is currently recommended [376, 377, 378] The addition
of a protease inhibitor is recommended for deep exposures in the United States
and Canadian guidelines [376, 377]. Where viral drug resistance is less common,
this may not be as necessary. The decision to use post exposure prophylaxis
must be taken by the injured party, after discussion of the benefits and risks.
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